Filing Details
- Accession Number:
- 0001575872-21-000388
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-20 20:41:57
- Reporting Period:
- 2021-12-17
- Accepted Time:
- 2021-12-20 20:41:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 8328 | Applied Minerals Inc. | AMNL | Mining & Quarrying Of Nonmetallic Minerals (No Fuels) (1400) | 820096527 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1824121 | Gates Geoffrey Scott | 1200 Silver City Road, Po Box 432 Eureka UT 84628 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-12-17 | 5,000,000 | $0.01 | 12,950,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A PIK Note due 5/1/23 | Acquisiton | 2021-12-17 | 4,573,534 | $182,941.00 | 13,451,571 | $0.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,573,534 | 2021-12-17 | 2023-05-01 | No | 4 | P | Direct |
Footnotes
- Purchase of restricted shares from a third-party in a private transaction.
- Purchase of Series A PIK Note due 5/1/23 from a third party in a private transaction.
Billionaire Hedge Funds
