Filing Details
- Accession Number:
- 0001225208-21-015165
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-20 20:30:10
- Reporting Period:
- 2021-12-20
- Accepted Time:
- 2021-12-20 20:30:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 923738 | R. Charles Schwab | 3000 Schwab Way Westlake TX 76262 | Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-12-17 | 312,428 | $0.00 | 28,575,178 | No | 5 | G | Indirect | by Limited Partnership |
| Common Stock | Disposition | 2021-12-20 | 60,000 | $80.61 | 28,515,178 | No | 4 | S | Indirect | by Limited Partnership |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | by Limited Partnership |
| No | 4 | S | Indirect | by Limited Partnership |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 44,025 | Indirect | by 188 Corp |
| Common Stock | 1,769,005 | Indirect | by Spouse as Trustee |
| Common Stock | 80,662,774 | Indirect | by Trust |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2021.
- This transaction was executed in multiple trades at prices ranging from $80.50 to $81.62. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
