Filing Details
- Accession Number:
- 0001179110-21-011146
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-20 16:37:00
- Reporting Period:
- 2021-12-16
- Accepted Time:
- 2021-12-20 16:37:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 820027 | Ameriprise Financial Inc | AMP | Investment Advice (6282) | 133180631 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1778665 | R. John Hutt | General Counsel'S Office 1098 Ameriprise Financial Center Minneapolis MN 55474 | Sr Vice Pres And Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-12-16 | 1,735 | $128.76 | 4,657 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-12-16 | 1,067 | $302.80 | 3,590 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-12-16 | 668 | $302.61 | 2,922 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-12-16 | 1,735 | $0.00 | 1,735 | $128.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-02-02 | No | 4 | M | Direct |
Footnotes
- Fully vested.
Billionaire Hedge Funds
