Home > Insider Trading > Filing (0001493152-21-032035)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1873835	Immix Biopharma Inc.	IMMX	Pharmaceutical Preparations (2834)	454869378

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1889967	S Gabriel Morris	C/O Immix Biopharma, Inc. 11400 West Olympic Blvd., Suite 200 Los Angeles CA 90064	Chief Financial Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-12-20	74,116	$0.85	74,116	No	4	C	Direct
Common Stock	Acquisiton	2021-12-20	123,527	$0.85	123,527	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2021-12-20	123,176	$0.85	246,703	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2021-12-20	2,000	$5.00	76,116	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Price	Amount - 2	Price - 2
Common Stock	Convertible Note	Disposition	2021-12-20	$0.00	74,116	$0.85
Common Stock	Convertible Note	Disposition	2021-12-20	$0.00	123,527	$0.85
Common Stock	Convertible Note	Disposition	2021-12-20	$0.00	123,176	$0.85

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	C	Direct
No	4	C	Indirect
No	4	C	Indirect

Footnotes

On March 18, 2021, the Registrant issued the Reporting Person a note in the amount of $60,000 which is payable upon request of the majority holders of like tenure notes on or after March 1, 2023. Pursuant to the terms of the note, because the Registrant sold equity securities in its initial public offering resulting in proceeds of at least $10 million, the note automatically converted into shares of the Registrant's common stock.
On March 18, 2021, the Registrant issued Alwaysraise LLC a note in the amount of $100,000 which is payable upon request of the majority holders of like tenure notes on or after March 1, 2023. Pursuant to the terms of the note, because the Registrant sold equity securities in its initial public offering resulting in proceeds of at least $10 million, the note automatically converted into shares of the Registrant's common stock.
Gabriel Morris is the Managing Partner and Sole Member of Alwaysraise LLC ("Alwaysraise") and in such capacity has the right to vote and dispose of the securities held by such entity.
On April 2, 2021, the Registrant issued Alwaysraise a note in the amount of $100,000 which is payable upon request of the majority holders of like tenure notes on or after March 1, 2023. Pursuant to the terms of the note, because the Registrant sold equity securities in its initial public offering resulting in proceeds of at least $10 million, the note automatically converted into shares of the Registrant's common stock.