Filing Details
- Accession Number:
- 0001209191-21-070374
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-17 17:52:52
- Reporting Period:
- 2021-12-15
- Accepted Time:
- 2021-12-17 17:52:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1462120 | Live Oak Bancshares Inc. | LOB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1337412 | Lawrence Neil Underwood | 1741 Tiburon Drive Wilmington NC 28403 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Voting Common Stock | Disposition | 2021-12-15 | 21,116 | $85.12 | 1,383,046 | No | 4 | S | Indirect | By Neil L. Underwood Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Neil L. Underwood Revocable Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Voting Common Stock | 34,445 | Indirect | By Linda D. Underwood Revocable Trust |
Voting Common Stock | 120,641 | Indirect | By Linda D. Underwood Spousal Gift Trust |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $85.00 to $85.73. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
- Excludes 120,641 shares previously reported as held by the Linda D. Underwood Revocable Trust that were transferred to the Linda D. Underwood Spousal Gift Trust.