Home > Insider Trading > Filing (0001209191-21-070339)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1569345	Sprinklr Inc.	CXM	Services-Prepackaged Software (7372)	454771485

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1866859	Grad Wilson Conn	C/O Sprinklr, Inc. 29 West 35Th Street, 7Th Floor New York NY 10001	Chief Experience Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2021-12-15	10,000	$0.00	26,582	No	4	C	Direct
Class A Common Stock	Disposition	2021-12-15	10,000	$15.00	16,582	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Employee Stock Option (right to buy)	Disposition	2021-12-15	10,000	$0.00	10,000	$3.99
Class A Common Stock	Class B Common Stock	Acquisiton	2021-12-15	10,000	$3.99	10,000	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-12-15	10,000	$0.00	10,000	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
198,333	2028-05-09	No	4	M	Direct
10,000		No	4	M	Direct
0		No	4	C	Direct

Footnotes

Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.
Shares were sold pursuant to a Rule 10b5-1 trading plan.
One fourth (1/4th) of the shares subject to the option award vested on April 9, 2019, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.