Filing Details
- Accession Number:
- 0001104659-21-151201
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-17 16:48:47
- Reporting Period:
- 2021-12-15
- Accepted Time:
- 2021-12-17 16:48:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1015155 | Charles & Colvard Ltd | CTHR | Jewelry, Silverware & Plated Ware (3910) | 561928817 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1258861 | B Ollin Sykes | 170 Southport Drive Morrisville NC 27560 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-12-15 | 26,000 | $2.66 | 1,544,000 | No | 4 | P | Indirect | By Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985 |
Common Stock | Acquisiton | 2021-12-16 | 2,000 | $2.65 | 1,546,000 | No | 4 | P | Indirect | By Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985 |
No | 4 | P | Indirect | By Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 138,000 | Indirect | By SEP IRA |
Common Stock | 95,358 | Indirect | By ROTH IRA |
Common Stock | 111,500 | Indirect | By IRA |
Common Stock | 45,787 | Indirect | By spouse |
Common Stock | 591,779 | Direct |
Footnotes
- Ollin Sykes is the co-trustee of the Sykes & Company PA 401(k) Profit Sharing Plan UA Jan 01, 1985. The aggregate shares of the Issuer's common stock reported as held by the plan include 546,000 shares (including the 28,000 shares reported as purchased herein) held in Mr. Sykes's personal 401(k) account under the plan. Mr. Sykes disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.65 to $2.71, inclusive. The reporting person undertakes to provide to Charles & Colvard, Ltd., any security holder of Charles & Colvard, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.