Home > Insider Trading > Filing (0001500217-21-000180)

Filing Details

Accession Number:: 0001500217-21-000180
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-12-17 16:48:43
Reporting Period:: 2021-12-16

Accepted Time:: 2021-12-17 16:48:43
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1500217	American Assets Trust Inc.	AAT	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1221359	S Ernest Rady	3420 Carmel Mountain Road Suite 100 San Diego CA 92121	Chairman & Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01	Acquisiton	2021-12-16	20,000	$35.53	1,917,574	No	4	P	Indirect	By AAI
Common Stock, Par Value $0.01	Acquisiton	2021-12-17	20,000	$35.62	1,937,574	No	4	P	Indirect	By AAI

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By AAI
No	4	P	Indirect	By AAI

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.01	6,463,919	Indirect	By ERT
Common Stock, Par Value $0.01	1,265,336	Indirect	By ICW
Common Stock, Par Value $0.01	719,341	Indirect	By RF
Common Stock, Par Value $0.01	200,000	Indirect	By EIC
Common Stock, Par Value $0.01	92,495	Indirect	By ESRT
Common Stock, Par Value $0.01	284,268	Direct

Footnotes

Represents shares held by American Assets, Inc. ("AAI"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Represents gift of shares to individual persons held by Ernest Rady Trust U/D/T March 10, 1983 ("ERT"), for which the Reporting Person is the trustee.
Represents shares held by Insurance Company of the West ("ICW"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Represents shares held by Rady Foundation ("RF"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Represents shares held by Explorer Insurance Company ("EIC"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Represents shares held by Evelyn Shirley Rady Trust U/D/T March 10, 1983 ("ESRT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Amount includes (a) 66,680 shares held by Ernest Rady IRA and (b) 188,659 shares of restricted common stock issued pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. Amended and Restated 2011 Equity Incentive Award Plan.