Filing Details
- Accession Number:
- 0001628280-21-025330
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-17 16:30:47
- Reporting Period:
- 2021-12-16
- Accepted Time:
- 2021-12-17 16:30:47
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1221280 | Ralph Bartel | Casella Postale 823 6612 Ascona V8 6612 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-12-16 | 61,500 | $10.26 | 4,897,869 | No | 4 | P | Indirect | Shares purchased are directly owned by Ralph Bartel |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Shares purchased are directly owned by Ralph Bartel |
Footnotes
- The "Amount of Securities Beneficially Owned Following Reported Transaction(s)" was not impacted by this transaction. The 61,500 shares purchased by Ralph Bartel were previously owned by Azzurro Capital Inc., which is beneficially owned by Ralph Bartel.
- The "Amount of Securities Beneficially Owned Following Reported Transaction(s)" is comprised of 171,887 shares owned by Ralph Bartel in an individual capacity (Direct Ownership), plus 200,000 shares owned by the Ralph Bartel 2005 Trust and 4,525,982 shares owned by Azzurro Capital Inc. (Indirect Ownership). Ralph Bartel is the ultimate beneficial owner of the Ralph Bartel 2005 Trust and Azzurro Capital Inc.