Filing Details
- Accession Number:
- 0001866018-21-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-16 20:04:05
- Reporting Period:
- 2021-12-14
- Accepted Time:
- 2021-12-16 20:04:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1841925 | Indie Semiconductor Inc. | INDI | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1866018 | Donald Mcclymont | 32 Journey Aliso Viejo CA 92656 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class V Common Stock | Disposition | 2021-12-14 | 150,000 | $0.00 | 5,996,493 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2021-12-14 | 150,000 | $0.00 | 150,633 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-12-14 | 150,000 | $11.17 | 633 | No | 4 | S | Direct | |
| Class V Common Stock | Disposition | 2021-12-15 | 50,000 | $0.00 | 5,946,493 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2021-12-15 | 50,000 | $0.00 | 50,633 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-12-15 | 50,000 | $11.92 | 633 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | ADK Class A Units | Disposition | 2021-12-14 | 150,000 | $0.00 | 150,000 | $0.00 |
| Class A Common Stock | ADK Class A Units | Disposition | 2021-12-15 | 50,000 | $0.00 | 50,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,077,385 | 2021-12-10 | No | 4 | M | Direct | |
| 6,027,385 | 2021-12-10 | No | 4 | M | Direct |
Footnotes
- Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Units for an equal number of shares of Class A Common Stock. See note 2.
- Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.
- N/A
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