Filing Details
- Accession Number:
- 0001062993-21-013057
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-16 19:41:02
- Reporting Period:
- 2021-12-14
- Accepted Time:
- 2021-12-16 19:41:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1645590 | Hewlett Packard Enterprise Co | HPE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1591357 | T Jeff Ricci | C/O Hewlett Packard Enterprise Company 11445 Compaq Center Drive West Houston TX 77070 | Svp, Controller & Pao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-12-14 | 30,947 | $14.55 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-12-15 | 1,240 | $14.79 | 1,240 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-12-15 | 1,240 | $14.79 | 0 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2021-12-15 | 1,240 | $0.00 | 1,240 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
35,728 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/11/21.
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- As previously reported, on 12/10/20 the reporting person was granted 53,630 Restricted Stock Units ("RSUs"), 17,876 of which vested on 12/10/21, and 17,257 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.