Filing Details
- Accession Number:
- 0001640147-21-000279
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-16 17:02:38
- Reporting Period:
- 2021-12-15
- Accepted Time:
- 2021-12-16 17:02:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1640147 | Snowflake Inc. | SNOW | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1402348 | Frank Slootman | C/O Snowflake Inc. 106 East Babcock Street, Suite 3A Bozeman MT 59715 | Ceo And Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2021-11-30 | 6,309 | $0.00 | 11,273 | No | 5 | G | Direct | |
Class A Common Stock | Disposition | 2021-12-02 | 11,273 | $0.00 | 0 | No | 5 | G | Direct | |
Class A Common Stock | Acquisiton | 2021-12-15 | 1,000,000 | $8.88 | 1,000,000 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-12-15 | 1,000,000 | $344.13 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 5 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2021-12-15 | 1,000,000 | $0.00 | 1,000,000 | $8.88 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
11,920,364 | 2029-05-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 1,266,092 | Indirect | Trust |
Class A Common Stock | 83,014 | Indirect | Foundation |
Footnotes
- The gifts reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
- The sale reported in this Form 4 was effected for financial and tax planning purposes.
- The shares are held by the Slootman Living Trust dated 9/8/1999 for which the Reporting Person is a trustee.
- The shares are held by the Slootman Family Foundation dated 11/24/2010, a charitable foundation over which the Reporting Person is deemed to have voting and investment power. However, the Reporting Person has no personal pecuniary interest in these shares.
- The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on April 26, 2019, subject to the Reporting Person's continuous service through each such vesting date.