Filing Details
- Accession Number:
- 0001104659-21-150544
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-16 16:30:56
- Reporting Period:
- 2021-12-08
- Accepted Time:
- 2021-12-16 16:30:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1680048 | Mustang Bio Inc. | MBIO | Pharmaceutical Preparations (2834) | 473828760 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1760132 | Brian Achenbach | 377 Plantation Street Worcester MA 01605 | Svp, Fin. & Corp. Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-12-08 | 22,500 | $0.00 | 149,103 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2021-12-14 | 4,374 | $1.83 | 144,729 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Footnotes
- Each restricted stock unit represents the right to receive one share of Common Stock of Mustang Bio, Inc. The restricted stock units will vest at different times over a period of 4 years.
- 4,374 shares were sold in connection with the vesting of 13,750 shares on December 4, 2021, these shares were sold by the Company's restricted stock administrator in order to satisfy Mr. Achenbach's tax withholding obligations. Mr. Achenbach had no discretion with respect to such sale, which was transacted automatically in accordance with the Company's corporate policies regarding the vesting of restricted stock.
- Represents the weighted average sales price.
- Includes restricted share units, which vest over various time periods.
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