Filing Details
- Accession Number:
- 0001181431-11-030569
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-17 20:16:54
- Reporting Period:
- 2011-05-13
- Filing Date:
- 2011-05-17
- Accepted Time:
- 2011-05-17 20:16:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1334036 | Crocs Inc. | CROX | Rubber & Plastics Footwear (3021) | 202164234 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1106022 | D Raymond Croghan | C/O Crocs, Inc. 6328 Monarch Park Place Niwot CO 80503 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-13 | 40,000 | $3.58 | 47,355 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-13 | 40,000 | $22.37 | 7,355 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-05-13 | 40,000 | $0.00 | 40,000 | $3.58 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
18,406 | 2012-08-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,480 | Indirect | By trust |
Common Stock | 2,480 | Indirect | By trust |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.25 to $22.51, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reporting person disclaims beneficial ownership of these securities except to the extent the reporting person is deemed to have a pecuniary interest in the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- The options vested and became exercisable in four equal installments on September 1, 2006, September 1, 2007, September 1, 2008 and September 1, 2009.
- This option was previously reported as covering 29,203 shares at an exercise price of $7.15 per share, but was adjusted to reflect the 2-for-1 stock split that occured on June 14, 2007.