Filing Details

Accession Number:
0001225208-21-015033
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-16 13:47:40
Reporting Period:
2021-12-14
Accepted Time:
2021-12-16 13:47:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720005 Raymond James Financial Inc RJF Security Brokers, Dealers & Flotation Companies (6211) 591517485
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1706890 E James Bunn 880 Carillon Parkway
St. Petersburg FL 33716
Pres-Globeq&Inv Banking-Rja No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-12-14 9,179 $0.00 44,354 No 4 M Direct
Common Stock Disposition 2021-12-14 3,611 $96.40 40,743 No 4 F Direct
Common Stock Disposition 2021-12-14 6,447 $96.15 34,296 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2021-12-14 9,179 $0.00 9,179 $0.00
Common Stock Restricted Stock Units Acquisiton 2021-12-15 14,523 $0.00 14,523 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-12-14 2021-12-14 No 4 M Direct
14,523 2024-12-15 2024-12-15 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,768 Indirect ESOP
Footnotes
  1. Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
  2. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Reflects the weighted average sale price. The range of prices for such transaction was $96.01 to $ 96.45.
  4. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 6, 2021.
  5. The RSU grant was previously reported as covering 6,119 shares awarded on December 14, 2018, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.
  6. Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.