Filing Details
- Accession Number:
- 0001323907-11-000006
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-05-17 19:57:08
- Reporting Period:
- 2011-05-17
- Filing Date:
- 2011-05-17
- Accepted Time:
- 2011-05-17 19:57:08
- Original Submission Date:
- 2011-03-15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1065865 | Janus Capital Group Inc | JNS | Investment Advice (6282) | 431804048 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1323907 | K Timothy Armour | Janus Capital Group Inc. 151 Detroit Street Denver CO 80206 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-03-15 | 12,984 | $0.00 | 78,481 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 19,580 | Direct |
Footnotes
- Restricted stock units are payable in common stock upon the reporting person's termination of service as a director. Each restricted stock unit represents one share of common stock upon distribution. This amended Form 4 reflects the correct allocation of restricted stock units and common stock held by the reporting person following the conversion of restricted stock units to common stock on March 15, 2011.
- The sales reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person to cover tax liabilities arising from vesting events.
- Shares were sold in the following manner: 500 at $11.84 per share; 1,000 at $11.85 per share; 100 at $11.86 per share; 100 at $11.87 per share; 300 at $11.88 per share; 100 at $11.89 per share; 100 at $11.90 per share; 484 at $11.91 per share; 500 at $11.92 per share; 1,500 at $11.93 per share; 800 at $11.94 per share; 1,400 at $11.95 per share; 1,600 at $11.96 per share; 2,600 @ $11.97 per share; 900 at $11.98 per share and 1,000 at $11.99 per share.
- Number reflects 194 shares received in connection with an automatic dividend reinvestment feature on a brokerage account and 39,155 immediately vested shares previously reported as restricted stock units on July 24, 2009.
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