Filing Details
- Accession Number:
- 0001127602-21-031026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-15 19:33:00
- Reporting Period:
- 2021-12-14
- Accepted Time:
- 2021-12-15 19:33:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1053352 | Heritage Commerce Corp | HTBK | State Commercial Banks (6022) | 770469558 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1421913 | Philip Jason Dinapoli | 224 Airport Parkway San Jose CA 95110 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, No Par Value | Acquisiton | 2021-12-14 | 2,706 | $10.95 | 313,521 | No | 4 | P | Indirect | By Partnership |
| Common Stock, No Par Value | Disposition | 2021-12-14 | 1,000 | $0.00 | 28,602 | No | 5 | G | Direct | |
| Common Stock, No Par Value | Acquisiton | 2021-12-14 | 1,000 | $0.00 | 12,500 | No | 5 | G | Indirect | By Daughter |
| Common Stock, No Par Value | Disposition | 2021-12-14 | 1,000 | $0.00 | 27,602 | No | 5 | G | Direct | |
| Common Stock, No Par Value | Acquisiton | 2021-12-14 | 1,000 | $0.00 | 11,750 | No | 5 | G | Indirect | By Son |
| Common Stock, No Par Value | Disposition | 2021-12-14 | 1,000 | $0.00 | 26,602 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Partnership |
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | By Daughter |
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | By Son |
| No | 5 | G | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.9300 to $10.9600, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
- This transaction involved a gift of securities by the reporting person to a daughter who does not live in the reporting person's household.
- These transactions involved gifts to the reporting person's son and daughter who live in the reporting person's household.
- Direct beneficial ownership of shares held by the reporting person after completion of the above gift transactions.
Billionaire Hedge Funds
