Filing Details
- Accession Number:
- 0001062993-21-012948
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-15 17:32:59
- Reporting Period:
- 2021-12-14
- Accepted Time:
- 2021-12-15 17:32:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1822993 | Jackson Financial Inc. | JXN | Life Insurance (6311) | 980486152 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1876366 | G Derek Kirkland | 1 Corporate Way Lansing MI 48951 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-12-14 | 5,500 | $38.05 | 18,161 | No | 4 | P | Indirect | Family Trust |
| Common Stock | Acquisiton | 2021-12-14 | 1,000 | $38.63 | 19,161 | No | 4 | P | Indirect | Family Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Family Trust |
| No | 4 | P | Indirect | Family Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Share Units | Acquisiton | 2021-10-04 | 278 | $0.00 | 278 | $0.00 |
| Common Stock | Restricted Share Units | Acquisiton | 2021-12-09 | 4 | $37.85 | 4 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 278 | No | 4 | A | Direct | ||
| 4 | No | 4 | A | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions ranging from $37.53 to $38.40, inclusive. Mr. Kirkland undertakes to provide to Jackson Financial Inc., any security holder of Jackson Financial Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this Footnote.
- These shares are held by The Kirkland Family Trust DTD 3/26/10, where Mr. Kirkland and his spouse are grantors, beneficiaries and trustees.
- The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions ranging from $38.55 to $38.71, inclusive. Mr. Kirkland undertakes to provide to Jackson Financial Inc., any security holder of Jackson Financial Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this Footnote.
- As part of annual director compensation for the service period September 13, 2021 - May 31, 2022, participant elected to receive the equity component in Restricted Share Units (RSUs) for the service period September 13, 2021 - September 30, 2021, subject to the Director's continued service through such date. The RSUs will fully vest on the one year anniversary of the grant date, October 4, 2022. The RSUs shall be paid out in common stock on a 1-1 basis.
- Acquired Restricted Share Units due to dividend reinvestment pursuant to terms of the Jackson Financial Inc. 2021 Omnibus Incentive Plan.
- The Restricted Share Units will fully vest on the one year anniversary of the grant date, October 4, 2022.
Billionaire Hedge Funds
