Filing Details

Accession Number:
0001746254-21-000010
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-15 17:09:09
Reporting Period:
2021-12-13
Accepted Time:
2021-12-15 17:09:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1734342 Amerant Bancorp Inc. AMTB National Commercial Banks (6021) 650032379
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1746254 J Gustavo A. Vollmer 220 Alhambra Circle
Coral Gables FL 33134
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Disposition 2021-11-18 9 $0.00 0 No 5 J Direct
Class A Common Stock Acquisiton 2021-11-18 8 $0.00 553 No 5 J Direct
Class B Common Stock Disposition 2021-11-18 61,804 $0.00 0 No 5 J Indirect See footnote
Class A Common Stock Acquisiton 2021-11-18 58,713 $0.00 817,486 No 5 J Indirect See footnote
Class A Common Stock Disposition 2021-12-13 2,630 $29.93 814,856 No 4 S Indirect See footnote
Class A Common Stock Disposition 2021-12-14 1,370 $30.70 813,486 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 J Direct
No 5 J Direct
No 5 J Indirect See footnote
No 5 J Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Footnotes
  1. Pursuant to a merger completed by the Issuer on November 18, 2021, exempt under Rule 16b-7, each share of Class B Common Stock was automatically converted to 0.95 of a share of Class A common stock.
  2. These shares consist of shares held by certain entities and companies under common control by and/or for the benefit of certain members of the Vollmer family, as well as shares owned by Mr. Vollmer's spouse.
  3. Inversiones Aefeve, C.A., a corporation of which Mr. Gustavo J. Vollmer A. is a 10% beneficial owner, sold 26,300 shares of Class A Common Stock. The 2,630 shares of Class A Common Stock reported reflect Mr. Vollmer's 10% beneficial ownership of Inversiones Aefeve, C.A.
  4. On December 13, 2021, Inversiones Aefeve, C.A. sold 26,300 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $29.75 to $30.175 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  5. Inversiones Aefeve, C.A. sold 13,700 shares of Class A Common Stock. The 1,370 shares of Class A Common Stock reported reflect Mr. Vollmer's 10% beneficial ownership of Inversiones Aefeve, C.A.
  6. On December 14, 2021, Inversiones Aefeve, C.A. sold 13,700 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $30.28 to $31.15 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.