Filing Details
- Accession Number:
- 0001746254-21-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-15 17:09:09
- Reporting Period:
- 2021-12-13
- Accepted Time:
- 2021-12-15 17:09:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1734342 | Amerant Bancorp Inc. | AMTB | National Commercial Banks (6021) | 650032379 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1746254 | J Gustavo A. Vollmer | 220 Alhambra Circle Coral Gables FL 33134 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Common Stock | Disposition | 2021-11-18 | 9 | $0.00 | 0 | No | 5 | J | Direct | |
Class A Common Stock | Acquisiton | 2021-11-18 | 8 | $0.00 | 553 | No | 5 | J | Direct | |
Class B Common Stock | Disposition | 2021-11-18 | 61,804 | $0.00 | 0 | No | 5 | J | Indirect | See footnote |
Class A Common Stock | Acquisiton | 2021-11-18 | 58,713 | $0.00 | 817,486 | No | 5 | J | Indirect | See footnote |
Class A Common Stock | Disposition | 2021-12-13 | 2,630 | $29.93 | 814,856 | No | 4 | S | Indirect | See footnote |
Class A Common Stock | Disposition | 2021-12-14 | 1,370 | $30.70 | 813,486 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Direct | |
No | 5 | J | Direct | |
No | 5 | J | Indirect | See footnote |
No | 5 | J | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Footnotes
- Pursuant to a merger completed by the Issuer on November 18, 2021, exempt under Rule 16b-7, each share of Class B Common Stock was automatically converted to 0.95 of a share of Class A common stock.
- These shares consist of shares held by certain entities and companies under common control by and/or for the benefit of certain members of the Vollmer family, as well as shares owned by Mr. Vollmer's spouse.
- Inversiones Aefeve, C.A., a corporation of which Mr. Gustavo J. Vollmer A. is a 10% beneficial owner, sold 26,300 shares of Class A Common Stock. The 2,630 shares of Class A Common Stock reported reflect Mr. Vollmer's 10% beneficial ownership of Inversiones Aefeve, C.A.
- On December 13, 2021, Inversiones Aefeve, C.A. sold 26,300 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $29.75 to $30.175 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Inversiones Aefeve, C.A. sold 13,700 shares of Class A Common Stock. The 1,370 shares of Class A Common Stock reported reflect Mr. Vollmer's 10% beneficial ownership of Inversiones Aefeve, C.A.
- On December 14, 2021, Inversiones Aefeve, C.A. sold 13,700 shares of Class A Common Stock in multiple transactions at actual sales prices ranging from $30.28 to $31.15 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.