Filing Details
- Accession Number:
- 0001213900-21-065492
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-15 17:00:36
- Reporting Period:
- 2021-12-13
- Accepted Time:
- 2021-12-15 17:00:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1534154 | Ipsidy Inc. | AUID | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1212731 | Stuart Stoller | C/O Ipsidy Inc. 670 Long Beach Blvd. Long Beach, NY 11561 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.0001 Par Value | Disposition | 2021-12-15 | 701 | $15.00 | 82,084 | No | 4 | S | Direct | |
Common Stock, $.0001 Par Value | Disposition | 2021-12-14 | 43,391 | $15.62 | 82,785 | No | 4 | S | Direct | |
Common Stock, $.0001 Par Value | Disposition | 2021-12-13 | 50,908 | $15.96 | 126,176 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, $0.0001 Par Value Per Share | Stock Options | $7.20 | 2021-05-05 | 2031-05-05 | 100,000 | 100,000 | Direct |
Common Stock, $0.0001 Par Value Per Share | Stock Options | $2.78 | 2020-10-07 | 2030-10-07 | 83,333 | 83,333 | Direct |
Common Stock, $0.0001 Par Value Per Share | Stock Options | $3.00 | 2017-01-31 | 2027-01-31 | 166,667 | 166,667 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2031-05-05 | 100,000 | 100,000 | Direct |
2030-10-07 | 83,333 | 83,333 | Direct |
2027-01-31 | 166,667 | 166,667 | Direct |
Footnotes
- The sales reported on this Form 4 represent shares sold by the Reporting Person to satisfy payroll tax withholding obligations in connection with the vesting of restricted stock grants. Prices reported are a weighted-average sales price. The shares were sold at prices ranging from $15.73 to $16.18 on December 13, 2021, prices ranging from $14.95 to $15.98 on December 14, 2021 and at a price of $15.00 on December 15, 2021. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The Stock Options vest with respect to one-third of the shares of common stock on each of October 7, 2021, 2022 and 2023 subject to Mr. Stoller's continued employment.
- Shares of common stock underlying the stock options vest one third on each anniversary of grant subject to continued service to Ipsidy Inc. and subject to a prior Change of Control.