Filing Details

Accession Number:
0001213900-21-065492
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-15 17:00:36
Reporting Period:
2021-12-13
Accepted Time:
2021-12-15 17:00:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1534154 Ipsidy Inc. AUID () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1212731 Stuart Stoller C/O Ipsidy Inc.
670 Long Beach Blvd.
Long Beach, NY 11561
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.0001 Par Value Disposition 2021-12-15 701 $15.00 82,084 No 4 S Direct
Common Stock, $.0001 Par Value Disposition 2021-12-14 43,391 $15.62 82,785 No 4 S Direct
Common Stock, $.0001 Par Value Disposition 2021-12-13 50,908 $15.96 126,176 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, $0.0001 Par Value Per Share Stock Options $7.20 2021-05-05 2031-05-05 100,000 100,000 Direct
Common Stock, $0.0001 Par Value Per Share Stock Options $2.78 2020-10-07 2030-10-07 83,333 83,333 Direct
Common Stock, $0.0001 Par Value Per Share Stock Options $3.00 2017-01-31 2027-01-31 166,667 166,667 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2031-05-05 100,000 100,000 Direct
2030-10-07 83,333 83,333 Direct
2027-01-31 166,667 166,667 Direct
Footnotes
  1. The sales reported on this Form 4 represent shares sold by the Reporting Person to satisfy payroll tax withholding obligations in connection with the vesting of restricted stock grants. Prices reported are a weighted-average sales price. The shares were sold at prices ranging from $15.73 to $16.18 on December 13, 2021, prices ranging from $14.95 to $15.98 on December 14, 2021 and at a price of $15.00 on December 15, 2021. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  2. The Stock Options vest with respect to one-third of the shares of common stock on each of October 7, 2021, 2022 and 2023 subject to Mr. Stoller's continued employment.
  3. Shares of common stock underlying the stock options vest one third on each anniversary of grant subject to continued service to Ipsidy Inc. and subject to a prior Change of Control.