Filing Details
- Accession Number:
- 0001674335-21-000113
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-15 16:36:52
- Reporting Period:
- 2021-12-13
- Accepted Time:
- 2021-12-15 16:36:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1674335 | Jeld-Wen Holding Inc. | JELD | Millwood, Veneer, Plywood, & Structural Wood Members (2430) | 931273278 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1695332 | Roderick Wendt | C/O Jeld-Wen Holding, Inc. 2645 Silver Crescent Drive Charlotte NC 28273 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-12-13 | 99,198 | $12.47 | 3,493,532 | No | 4 | M | Indirect | See footnotes |
| Common Stock | Acquisiton | 2021-12-13 | 42,471 | $21.77 | 3,536,003 | No | 4 | M | Indirect | See footnotes |
| Common Stock | Disposition | 2021-12-13 | 106,400 | $25.29 | 3,429,603 | No | 4 | S | Indirect | See footnotes |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | See footnotes |
| No | 4 | M | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option (Right to Buy) | Disposition | 2021-12-13 | 99,198 | $0.00 | 99,198 | $12.47 |
| Common Stock | Common Stock Option (Right to Buy) | Disposition | 2021-12-13 | 42,471 | $0.00 | 42,471 | $21.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-12-20 | No | 4 | M | Direct | |
| 0 | 2021-12-20 | No | 4 | M | Direct |
Footnotes
- Includes (i) 22,352 shares of common stock held through the Company's ESOP; (ii) 8,767 shares of common stock held through the Company's KSOP; (iii) 253,121 shares of common stock held through the Wendt Family Foundation; (iv) 2,806,485 shares of common stock held through The Richard Lester Wendt Revocable Living Trust; (v) 339,559 shares of common stock held through the RC Wendt Revocable Trust; and (vi) 26,400 shares of common stock held through the Roderick Wendt GST Trust. The reporting person is one of nine trustees of the Wendt Family Foundation. The reporting person is one of three trustees, each of whom are members of the reporting person's immediate family, of The Richard Lester Wendt Revocable Living Trust. The reporting person is the sole trustee of the RC Wendt Revocable Trust and the Roderick Wendt GST Trust.
- The reporting person has or shares voting and investment control of shares held by the Wendt Family Foundation, The Richard Lester Wendt Revocable Living Trust, the RC Wendt Revocable Trust and the Roderick Wendt GST Trust, and therefore may be deemed to have beneficial ownership of such shares. The reporting person is also the beneficiary of the RC Wendt Revocable Trust. The reporting person, as trustee and beneficiary of the RC Wendt Revocable Trust, has pledged 220,000 shares of common stock in the name of People's Bank to secure a loan obligation.
- Sale of common stock to cover option exercise price and related taxes pursuant to a Rule 10b5-1 plan entered into on November 12, 2021.
- This option is fully vested.
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