Filing Details
- Accession Number:
- 0001321646-21-000125
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-15 12:49:39
- Reporting Period:
- 2021-12-13
- Accepted Time:
- 2021-12-15 12:49:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1321646 | Kraton Corp | KRA | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 200411521 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1478560 | Michael Kevin Fogarty | C/O Kraton Corporation 15710 John F. Kennedy Blvd., Suite 300 Houston TX 77032 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-12-13 | 77,485 | $28.42 | 542,336 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-12-13 | 77,485 | $45.72 | 464,851 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Options (Right to Buy) | Disposition | 2021-12-13 | 77,485 | $45.72 | 77,485 | $28.42 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2022-03-05 | No | 4 | M | Direct |
Footnotes
- The price in column 4 is a weighted average. The prices actually received ranged from $45.71 to $45.94. For all transactions reported in this Form 4 utilizing a weighted average price, the Reporting Person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
- The options vested in three equal installments on March 5, 2013, March 5, 2014, and March 5, 2015.