Filing Details
- Accession Number:
- 0001213900-21-065307
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2021-12-14 21:05:58
- Reporting Period:
- 2021-05-27
- Accepted Time:
- 2021-12-14 21:05:58
- Original Submission Date:
- 2021-08-30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1314196 | Olb Group Inc. | OLB | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1291393 | E John Herzog | C/O Herzog &Amp; Co., Llc, 824 Harbor Road Southport, CT 06890 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-05-27 | 3,333 | $4.95 | 12,418 | No | 4 | S | Indirect | By Herzog & Co., LLC |
Common Stock | Disposition | 2021-05-28 | 7,889 | $5.30 | 4,529 | No | 4 | S | Indirect | By Herzog & Co., LLC |
Common Stock | Disposition | 2021-08-26 | 4,529 | $3.54 | 0 | No | 4 | S | Indirect | By Herzog & Co., LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Herzog & Co., LLC |
No | 4 | S | Indirect | By Herzog & Co., LLC |
No | 4 | S | Indirect | By Herzog & Co., LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 28,524 | Indirect | By John E. Herzog Revocable Trust u/a 02/07/2014By John E. Herzog Revocable Trust u/a 02/07/2014 |
Common Stock | 2,700 | Indirect | Held in an Individual Retirement Account |
Common Stock | 2,085,242 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | $9.00 | 401,333 | 3,612 | Direct | ||
Common Stock | Series A Warrants | $9.00 | 2020-08-11 | 2025-08-11 | 802,875 | 802,875 | Direct |
Common Stock | Series B Warrants | $4.50 | 2020-08-11 | 2025-08-11 | 200,719 | 200,719 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
401,333 | 3,612 | Direct | |
2025-08-11 | 802,875 | 802,875 | Direct |
2025-08-11 | 200,719 | 200,719 | Direct |
Footnotes
- These shares are held by Herzog & Co., LLC. The Reporting Person has sole voting and dispositive power with regard to the shares held by Herzog & Co., LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest herein, if any.
- These shares are held by John E Herzog, Trustee, John E. Herzog Revocable Trust U/A/D 02/07/2014. The Reporting Person serves as a trustee of the John E. Herzog Revocable Trust U/A/D 02/07/2014.
- The Series A Preferred Stock are convertible into shares of Common Stock of the registrant, at the option of the reporting person, on or after the date on which certain of the registrant's long term indebtedness is repaid in full and there is no further outstanding obligations regarding such indebtedness.