Filing Details
- Accession Number:
- 0001071739-21-000263
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-14 20:38:49
- Reporting Period:
- 2021-11-01
- Accepted Time:
- 2021-12-14 20:38:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1071739 | Centene Corp | CNC | Hospital & Medical Service Plans (6324) | 041406317 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1186257 | F Michael Neidorff | 7700 Forysth Boulevard St. Louis MO 63105 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-11-01 | 20,000 | $0.00 | 6,505,044 | No | 5 | G | Direct | |
Common Stock | Disposition | 2021-11-23 | 19,485 | $0.00 | 6,485,559 | No | 5 | G | Direct | |
Common Stock | Disposition | 2021-12-11 | 17,014 | $78.45 | 6,468,545 | No | 4 | F | Direct | |
Common Stock | Disposition | 2021-12-12 | 14,472 | $78.45 | 6,454,073 | No | 4 | F | Direct | |
Common Stock | Disposition | 2021-12-14 | 27,000 | $79.37 | 6,427,073 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-12-14 | 23,000 | $80.11 | 6,404,073 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 5 | G | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 494,498 | Indirect | By GRAT |
Common Stock | 3,600 | Indirect | By Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock | $0.00 | 2011-02-11 | 2011-02-11 | 202,276 | 202,276 | Direct |
Common Stock | Common Stock Option (right to buy) | $59.62 | 2022-12-11 | 2029-12-11 | 13,334 | 13,334 | Direct |
Common Stock | Common Stock Option (right to buy) | $59.73 | 2023-12-15 | 2030-12-15 | 150,000 | 150,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2011-02-11 | 202,276 | 202,276 | Direct |
2029-12-11 | 13,334 | 13,334 | Direct |
2030-12-15 | 150,000 | 150,000 | Direct |
Footnotes
- Shares withheld for taxes upon vesting of previously reported stock grant.
- This sale is pursuant to an ongoing but small diversification plan and is in accordance with a 10b5-1 Trading Plan that was established on October 28, 2021.
- The weighted average price for this transaction is reported within the form. Shares were sold at prices ranging from $79.19 to $79.56. Full information regarding the number of shares at each price is available upon request.
- The weighted average price for this transaction is reported within the form. Shares were sold at prices ranging from $79.57 to $80.56. Full information regarding the number of shares at each price is available upon request.
- Ownership includes 732,682 shares of restricted stock units subject to vesting requirements.
- Owned by a grantor retained annuity trust of which Mr. Neidorff is the trustee and beneficiary of the annuity.
- Each share of phantom stock represents the right to receive the fair market value of one share of Centene common stock.
- The phantom stock has no formal expiration date. The phantom stock will be settled in cash or other non-Company securities upon Mr. Neidorff's termination with the Company or on such other date Mr. Neidorff may elect.