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Filing Details

Accession Number:: 0001104659-21-149669
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-12-14 20:30:35
Reporting Period:: 2021-12-10

Accepted Time:: 2021-12-14 20:30:35
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1504776	Warby Parker Inc.	WRBY	Ophthalmic Goods (3851)	800423634

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1883353	Abraham David Gilboa	C/O Warby Parker Inc., 233 Spring Street, 6Th Floor East New York NY 10013	Co-Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2021-12-10	38,478	$0.00	38,478	No	4	C	Direct
Class A Common Stock	Disposition	2021-12-10	38,478	$47.00	0	No	4	S	Direct
Class A Common Stock	Acquisiton	2021-12-10	4,841	$0.00	4,841	No	4	C	Direct
Class A Common Stock	Disposition	2021-12-10	4,841	$46.46	0	No	4	S	Direct
Class A Common Stock	Acquisiton	2021-12-13	900	$0.00	900	No	4	C	Direct
Class A Common Stock	Disposition	2021-12-13	900	$46.00	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	S	Direct
No	4	C	Direct
No	4	S	Direct
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Stock Option (Right to Buy)	Disposition	2021-12-10	50,000	$0.00	50,000	$0.72
Class A Common Stock	Class B Common Stock	Acquisiton	2021-12-10	50,000	$0.00	50,000	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-12-10	38,478	$0.00	38,478	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2021-12-10	2,405	$0.00	2,405	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2021-12-10	2,888	$0.00	2,888	$0.00
Class A Common Stock	Restricted Stock Units	Disposition	2021-12-10	3,030	$0.00	3,030	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2021-12-10	8,323	$0.00	8,323	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-12-10	4,841	$0.00	4,841	$0.00
Class B Common Stock	Stock Option (Right to Buy)	Disposition	2021-12-13	900	$0.00	900	$0.72
Class A Common Stock	Class B Common Stock	Acquisiton	2021-12-13	900	$0.00	900	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-12-13	900	$0.00	900	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
656,390	No	4	M	Direct
6,311,792	No	4	M	Direct
6,273,314	No	4	C	Direct
16,836	No	4	M	Direct
39,531	No	4	M	Direct
54,723	No	4	M	Direct
6,281,637	No	4	M	Direct
6,276,796	No	4	C	Direct
655,490	No	4	M	Direct
6,277,696	No	4	M	Direct
6,276,796	No	4	C	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Restricted Stock Units	$0.00			0	940,752	Direct
Class A Common Stock	Class B Common Stock	$0.00			0	2,131,770	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	0	940,752	Direct
	0	2,131,770	Indirect

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.03 The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The Stock option was granted on July 27, 2012, is fully vested, and will expire on July 26, 2022.
The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert intoshares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (i) transfer of Class B common stock to a person or entity that is not in the transferor's permitted ownership group, (ii) October 1, 2031, (iii) with respect to any Class B common stock held by any person or entity in Neil Blumenthal's permitted ownership group, (A) such time as Neil Blumenthal is removed or resigns from theboard of directors, or otherwise ceases to serve as a director, (B) such time as Neil Blumenthal ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after the death or disability of Neil Blumenthal,
and (iv) with respect to any Class B common stock held by any person or entity in Dave Gilboa's permitted ownership group, (A) such time as Dave Gilboa is removed or resigns from the board of directors, orotherwise ceases to serve as a director, (B) such time as Dave Gilboa ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after the death or disability of Dave Gilboa.
Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.
This filing relates to the occurrence of a RSU vesting event.
The restricted stock units will vest in 48 monthly installments beginning on January 1, 2019 and will expire on May 1, 2026.
The restricted stock units will vest in 48 monthly installments beginning on January 1, 2020 and will expire on November 19, 2026.
The restricted stock units will vest in 48 monthly installments beginning on January 1, 2021 and will expire on January 27, 2028.
The restricted stock units will vest in 60 monthly installments beginning on July 1, 2021, will expire on June 15, 2031.