Filing Details
- Accession Number:
- 0001865418-21-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-14 20:12:59
- Reporting Period:
- 2021-12-10
- Accepted Time:
- 2021-12-14 20:12:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1841925 | Indie Semiconductor Inc. | INDI | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1865418 | Thomas Schiller | 32 Journey Aliso Viejo CA 92656 | Cfo And Evp Of Strategy | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2021-12-10 | 242,397 | $12.06 | 1,842,622 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-12-13 | 5,700 | $12.26 | 1,836,922 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Pursuant to the Master Transactions Agreement by and among Thunder Bridge II Surviving Pubco, Inc., Thunder Bridge Acquisition II, Ltd., Ay Dee Kay, LLC d/b/a indie Semiconductor ("ADK") and certain other parties (dated as of December 14, 2020 and amended as of the same date) (the "Agreement"), the Reporting Person's ADK units were converted into 2,085,019 shares of the Issuer's Class A Common Stock upon the closing of the transactions contemplated by the Agreement. Post the reported transactions above, of the 2,080,996 shares, 846,761 remain unvested and will vest upon satisfaction of certain time and performance conditions.