Filing Details
- Accession Number:
- 0001866018-21-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-14 20:12:10
- Reporting Period:
- 2021-12-10
- Accepted Time:
- 2021-12-14 20:12:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1841925 | Indie Semiconductor Inc. | INDI | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1866018 | Donald Mcclymont | 32 Journey Aliso Viejo CA 92656 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class V Common Stock | Disposition | 2021-12-10 | 90,446 | $0.00 | 6,243,903 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2021-12-10 | 90,446 | $0.00 | 91,079 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-12-10 | 90,446 | $12.02 | 633 | No | 4 | S | Direct | |
| Class V Common Stock | Disposition | 2021-12-13 | 97,410 | $0.00 | 6,146,493 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2021-12-13 | 97,410 | $0.00 | 98,043 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-12-13 | 97,410 | $11.98 | 633 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2021-12-10 | 20,850 | $0.00 | 20,850 | No | 4 | M | Indirect | by spouse |
| Class A Common Stock | Disposition | 2021-12-10 | 7,297 | $0.00 | 13,553 | No | 4 | F | Indirect | by spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Indirect | by spouse |
| No | 4 | F | Indirect | by spouse |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | ADK Class A Units | Disposition | 2021-12-10 | 90,446 | $0.00 | 90,446 | $0.00 |
| Class A Common Stock | ADK Class A Units | Disposition | 2021-12-13 | 97,410 | $0.00 | 97,410 | $0.00 |
| Class A Common Stock | Phantom Awards | Disposition | 2021-12-10 | 20,850 | $0.00 | 20,850 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,324,795 | 2021-12-10 | No | 4 | M | Direct | |
| 6,227,385 | 2021-12-10 | No | 4 | M | Direct | |
| 62,551 | 2021-12-10 | No | 4 | M | Indirect |
Footnotes
- Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Units for an equal number of shares of Class A Common Stock. See note 2.
- Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.
- On December 10, 2021, 20,850 shares of the phantom awards vested and automatically converted into an equal number of shares of Class A Common Stock. The phantom awards allow the recipient to acquire the number of shares of Class A Common Stock set forth above after the date they become exercisable upon satisfaction of the further vesting condition. The awards vest 25% annually, however no shares vested prior to December 10, 2021. At the option of Issuer, these awards may be settled either in cash or shares of Class A Common Stock.
- N/A
Billionaire Hedge Funds
