Filing Details
- Accession Number:
- 0001865423-21-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-14 20:11:13
- Reporting Period:
- 2021-12-10
- Accepted Time:
- 2021-12-14 20:11:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1841925 | Indie Semiconductor Inc. | INDI | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1865423 | Ichiro Aoki | 32 Journey Aliso Viejo CA 92656 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class V Common Stock | Disposition | 2021-12-10 | 291,920 | $0.00 | 6,042,429 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2021-12-10 | 291,920 | $0.00 | 292,553 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-12-10 | 291,920 | $12.23 | 633 | No | 4 | S | Direct | |
| Class V Common Stock | Disposition | 2021-12-13 | 306,870 | $0.00 | 5,735,559 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2021-12-13 | 306,870 | $0.00 | 307,503 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-12-13 | 306,870 | $11.91 | 633 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | ADK Class A Units | Disposition | 2021-12-10 | 291,920 | $0.00 | 291,920 | $0.00 |
| Class A Common Stock | ADK Class A Units | Disposition | 2021-12-13 | 306,870 | $0.00 | 306,870 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,042,429 | 2021-12-10 | No | 4 | M | Direct | |
| 5,735,559 | 2021-12-10 | No | 4 | M | Direct |
Footnotes
- Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.
- Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.
- N/A
Billionaire Hedge Funds
