Filing Details
- Accession Number:
- 0001209191-21-069611
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-14 19:01:36
- Reporting Period:
- 2021-12-10
- Accepted Time:
- 2021-12-14 19:01:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1543916 | Forgerock Inc. | FORG | Services-Prepackaged Software (7372) | 331223363 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1612102 | M Peter Barker | C/O Forgerock, Inc. 201 Mission Street, Suite 2900 San Francisco CA 94105 | Chief Product Officer & Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-12-10 | 9,000 | $0.00 | 9,000 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2021-12-10 | 8,190 | $25.90 | 810 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-12-10 | 600 | $26.04 | 210 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-12-10 | 210 | $26.05 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Stock Option (right to buy) | Disposition | 2021-12-10 | 9,000 | $0.00 | 9,000 | $3.60 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-12-10 | 9,000 | $0.00 | 9,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2021-12-10 | 9,000 | $0.00 | 9,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 324,521 | 2028-03-29 | No | 4 | M | Direct | |
| 9,000 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the reporting person's election and has no expiration date.
- Twenty-five percent (25%) of the shares subject to the option vested on January 22, 2019; thereafter, the remaining number of shares subject to the option vest in equal monthly installments over the following thirty-six (36) months, subject to the Reporting Person continuing as a service provider through each such date.
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