Filing Details
- Accession Number:
- 0001209191-11-029110
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-17 19:08:29
- Reporting Period:
- 2011-05-13
- Filing Date:
- 2011-05-17
- Accepted Time:
- 2011-05-17 19:08:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1472187 | Edi Hienrich | 800 W. Olympic Blvd. Suite 406 Los Angeles CA 90015 | Svp/Managing Director Emea | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-05-13 | 2,802 | $106.86 | 7,901 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-13 | 3,600 | $15.00 | 4,271 | No | 4 | M | Indirect | By wife |
| Common Stock | Disposition | 2011-05-13 | 3,600 | $106.98 | 671 | No | 4 | S | Indirect | By wife |
| Common Stock | Acquisiton | 2011-05-13 | 2,478 | $45.88 | 10,379 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-13 | 1,716 | $106.75 | 8,663 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2011-05-13 | 1,800 | $43.13 | 2,471 | No | 4 | M | Indirect | By wife |
| Common Stock | Disposition | 2011-05-13 | 1,222 | $106.75 | 1,249 | No | 4 | D | Indirect | By wife |
| Common Stock | Acquisiton | 2011-05-13 | 434 | $32.79 | 1,683 | No | 4 | M | Indirect | By wife |
| Common Stock | Disposition | 2011-05-13 | 273 | $106.75 | 1,410 | No | 4 | D | Indirect | By wife |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Indirect | By wife |
| No | 4 | S | Indirect | By wife |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Indirect | By wife |
| No | 4 | D | Indirect | By wife |
| No | 4 | M | Indirect | By wife |
| No | 4 | D | Indirect | By wife |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2011-05-13 | 3,600 | $0.00 | 3,600 | $15.00 |
| Common Stock | Stock Appreciation Rights | Disposition | 2011-05-13 | 2,478 | $0.00 | 2,478 | $45.88 |
| Common Stock | Stock Appreciation Rights | Disposition | 2011-05-13 | 1,800 | $0.00 | 1,800 | $43.13 |
| Common Stock | Stock Appreciation Rights | Disposition | 2011-05-13 | 434 | $0.00 | 434 | $32.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,000 | 2015-04-27 | No | 4 | M | Indirect | |
| 9,916 | 2020-05-07 | No | 4 | M | Direct | |
| 0 | 2018-02-28 | No | 4 | M | Indirect | |
| 0 | 2006-03-23 | No | 4 | M | Indirect |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $106.84 to $106.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These options were fully vested as of March 30, 2010.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested on May 7, 2011, 20% will vest on May 7, 2012 and the remaining 60% will vest on May 7, 2013.
- These stock appreciation rights were fully vested as of February 28, 2011.
- These stock appreciation rights were fully vested as of December 31, 2010.
Billionaire Hedge Funds
