Filing Details

Accession Number:
0001104659-21-149623
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-14 17:41:06
Reporting Period:
2021-12-10
Accepted Time:
2021-12-14 17:41:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1653384 Runway Growth Finance Corp. RWAY () 475049745
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1664300 B. Thomas Raterman C/O Runway Growth Finance Corp.,
205 N. Michigan Ave, Suite 4200
Chicago IL 60601
Cfo, Treasurer And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2021-12-13 11,080 $13.48 85,332 No 4 P Indirect By Runway Growth Holdings LLC
Common Stock, Par Value $0.01 Per Share Acquisiton 2021-12-10 12,266 $13.52 74,252 No 4 P Indirect By Runway Growth Holdings LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Runway Growth Holdings LLC
No 4 P Indirect By Runway Growth Holdings LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 9,125 Direct
Footnotes
  1. The price reported in Column 4 is rounded to the nearest hundredth.
  2. These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities.
  3. The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11.