Filing Details
- Accession Number:
- 0001024478-21-000165
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-14 16:33:01
- Reporting Period:
- 2021-12-10
- Accepted Time:
- 2021-12-14 16:33:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1024478 | Rockwell Automation Inc | ROK | Measuring & Controlling Devices, Nec (3829) | 251797617 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1516418 | C Frank Kulaszewicz | C/O Rockwell Automation, Inc. 1201 South Second Street Milwaukee WI 53204 | Svp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-12-10 | 528 | $0.00 | 15,986 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-12-13 | 200 | $350.08 | 15,786 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-12-13 | 49 | $350.91 | 15,737 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2021-12-10 | 528 | $0.00 | 528 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,057 | 2021-12-10 | 2023-12-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 28 | Indirect | By Savings Plan |
Footnotes
- Sale of shares pursuant to a 10b5-1 trading plan entered into on 5/24/2021 to cover taxes due on restricted stock units that vested on 12/10/2021.
- Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $349.74 to $350.61. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $350.83 to $351.0601. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- Includes 1,000 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
- Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2021.
- Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
- The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
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