Filing Details
- Accession Number:
- 0001062993-21-012831
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-13 17:49:50
- Reporting Period:
- 2021-12-09
- Accepted Time:
- 2021-12-13 17:49:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1645590 | Hewlett Packard Enterprise Co | HPE | Wholesale-Computers & Peripheral Equipment & Software (5045) | 473298624 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1812556 | B Neil Macdonald | C/O Hewlett Packard Enterprise Company 11445 Compaq Center Drive West Houston TX 77070 | Svp, Gm Of Compute | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-12-10 | 8,236 | $15.21 | 36,228 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-12-10 | 2,849 | $15.21 | 33,379 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2021-12-10 | 902 | $15.21 | 34,281 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-12-10 | 312 | $15.21 | 33,969 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2021-12-10 | 11,574 | $15.21 | 45,543 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-12-10 | 4,003 | $15.21 | 41,540 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2021-12-10 | 914 | $15.21 | 42,454 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-12-10 | 317 | $15.21 | 42,137 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2021-12-10 | 20,627 | $15.21 | 62,764 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-12-10 | 7,133 | $15.21 | 55,631 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2021-12-10 | 702 | $15.21 | 56,333 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-12-10 | 243 | $15.21 | 56,090 | No | 4 | F | Direct | |
Common Stock | Disposition | 2021-12-13 | 16,486 | $15.17 | 39,604 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2021-12-10 | 8,236 | $0.00 | 8,236 | $0.00 |
Common Sstock | Restricted Stock Units | Disposition | 2021-12-10 | 11,574 | $0.00 | 11,574 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2021-12-10 | 20,627 | $0.00 | 20,627 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2021-12-09 | 97,529 | $0.00 | 97,529 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
12,487 | No | 4 | M | Direct | ||
42,655 | No | 4 | M | Direct | ||
97,529 | No | 4 | A | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- As previously reported, on 12/10/18, the reporting person was granted 24,708 Restricted Stock Units ("RSUs"), 8,236 of which vested on each of 12/10/19 and 12/10/20, and 8,236 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 902 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1250 due to fractional rounding of the dividend.
- As previously reported, on 12/10/19, the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, 11,574 of which vested on 12/10/21, and 11,574 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 914 vested RSU dividend equivalent rights and a de minimus adjustment of 0.3866 due to fractional rounding of the dividend.
- As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 702 vested RSU dividend equivalent rights and a de minimus adjustment of 0.16530 due to fractional rounding of the dividend.
- On 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
- The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/12/21.