Filing Details

Accession Number:
0001062993-21-012831
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-13 17:49:50
Reporting Period:
2021-12-09
Accepted Time:
2021-12-13 17:49:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1645590 Hewlett Packard Enterprise Co HPE Wholesale-Computers & Peripheral Equipment & Software (5045) 473298624
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1812556 B Neil Macdonald C/O Hewlett Packard Enterprise Company
11445 Compaq Center Drive West
Houston TX 77070
Svp, Gm Of Compute No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-12-10 8,236 $15.21 36,228 No 4 M Direct
Common Stock Disposition 2021-12-10 2,849 $15.21 33,379 No 4 F Direct
Common Stock Acquisiton 2021-12-10 902 $15.21 34,281 No 4 M Direct
Common Stock Disposition 2021-12-10 312 $15.21 33,969 No 4 F Direct
Common Stock Acquisiton 2021-12-10 11,574 $15.21 45,543 No 4 M Direct
Common Stock Disposition 2021-12-10 4,003 $15.21 41,540 No 4 F Direct
Common Stock Acquisiton 2021-12-10 914 $15.21 42,454 No 4 M Direct
Common Stock Disposition 2021-12-10 317 $15.21 42,137 No 4 F Direct
Common Stock Acquisiton 2021-12-10 20,627 $15.21 62,764 No 4 M Direct
Common Stock Disposition 2021-12-10 7,133 $15.21 55,631 No 4 F Direct
Common Stock Acquisiton 2021-12-10 702 $15.21 56,333 No 4 M Direct
Common Stock Disposition 2021-12-10 243 $15.21 56,090 No 4 F Direct
Common Stock Disposition 2021-12-13 16,486 $15.17 39,604 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2021-12-10 8,236 $0.00 8,236 $0.00
Common Sstock Restricted Stock Units Disposition 2021-12-10 11,574 $0.00 11,574 $0.00
Common Stock Restricted Stock Units Disposition 2021-12-10 20,627 $0.00 20,627 $0.00
Common Stock Restricted Stock Units Acquisiton 2021-12-09 97,529 $0.00 97,529 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
12,487 No 4 M Direct
42,655 No 4 M Direct
97,529 No 4 A Direct
Footnotes
  1. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  2. As previously reported, on 12/10/18, the reporting person was granted 24,708 Restricted Stock Units ("RSUs"), 8,236 of which vested on each of 12/10/19 and 12/10/20, and 8,236 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 902 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1250 due to fractional rounding of the dividend.
  3. As previously reported, on 12/10/19, the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, 11,574 of which vested on 12/10/21, and 11,574 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 914 vested RSU dividend equivalent rights and a de minimus adjustment of 0.3866 due to fractional rounding of the dividend.
  4. As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 702 vested RSU dividend equivalent rights and a de minimus adjustment of 0.16530 due to fractional rounding of the dividend.
  5. On 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
  6. The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/12/21.