Filing Details
- Accession Number:
- 0001181431-11-030510
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-17 17:53:18
- Reporting Period:
- 2011-05-16
- Filing Date:
- 2011-05-17
- Accepted Time:
- 2011-05-17 17:53:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1135711 | Netlogic Microsystems Inc | NETL | Semiconductors & Related Devices (3674) | 770455244 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296378 | Dimitrios Dimitrelis | 3975 Freedom Circle 9Th Floor Santa Clara CA 95054 | Vice President Of Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-16 | 4,950 | $13.93 | 64,350 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-16 | 2,550 | $15.15 | 66,900 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-16 | 3,940 | $37.97 | 62,960 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-16 | 3,560 | $38.80 | 59,400 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Stock Option (right to buy) | Disposition | 2011-05-16 | 4,950 | $0.00 | 18,150 | $13.93 |
| Common Shares | Stock Option (right to buy) | Disposition | 2011-05-16 | 2,550 | $0.00 | 6,748 | $15.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,200 | 2009-01-07 | 2018-01-06 | No | 4 | M | Direct |
| 4,198 | 2008-06-05 | 2017-06-04 | No | 4 | M | Direct |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2010.
- The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $37.39 to $38.33. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.
- The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $38.40 to $39.19. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.
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