Filing Details
- Accession Number:
- 0001225208-11-014675
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-17 17:51:40
- Reporting Period:
- 2011-05-13
- Filing Date:
- 2011-05-17
- Accepted Time:
- 2011-05-17 17:51:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 14272 | Bristol Myers Squibb Co | BMY | Pharmaceutical Preparations (2834) | 220790350 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1277244 | C Anthony Hooper | 345 Park Avenue New York NY 10154 | Svp Comops Pres Usjap Int | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 Par Value | Acquisiton | 2011-05-13 | 381,750 | $28.80 | 544,178 | No | 4 | M | Direct | |
| Common Stock, $0.10 Par Value | Disposition | 2011-05-13 | 13,372 | $28.80 | 530,806 | No | 4 | S | Direct | |
| Common Stock, $0.10 Par Value | Disposition | 2011-05-13 | 47,869 | $28.80 | 482,937 | No | 4 | F | Direct | |
| Common Stock, $0.10 Par Value | Disposition | 2011-05-13 | 279,767 | $28.80 | 203,170 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 Par Value | Executive Option (right to buy) | Disposition | 2011-05-13 | 110,000 | $28.80 | 110,000 | $17.51 |
| Common Stock, $0.10 Par Value | Executive Option (right to buy) | Disposition | 2011-05-13 | 125,000 | $28.80 | 125,000 | $22.14 |
| Common Stock, $0.10 Par Value | Executive Option (right to buy) | Disposition | 2011-05-13 | 78,750 | $28.80 | 78,750 | $22.73 |
| Common Stock, $0.10 Par Value | Option (right to buy) | Disposition | 2011-05-13 | 68,000 | $28.80 | 68,000 | $23.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 158,634 | 2019-03-02 | No | 4 | M | Direct | |
| 46,495 | 2018-03-03 | No | 4 | M | Direct | |
| 0 | 2016-03-06 | No | 4 | M | Direct | |
| 0 | 2004-03-04 | 2013-03-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.10 Par Value | 1,574 | Indirect | By BMY Savings & Investment Program |
| Common Stock, $0.10 Par Value | 3,675 | Indirect | By Spouse |
Footnotes
- This transaction was executed in multiple trades from $28.7500 to $28.8550. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Shares withheld for payment of taxes and fees upon exercise of stock options.
- Shares withheld for payment of exercise price upon exercise of stock options.
- Based on a plan statement as of the end of the most recent fiscal quarter.
- Twenty-five percent of the stock option award vests on each of the first, second, third and fourth anniversaries of the grant date.
- Currently exercisable.
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