Filing Details
- Accession Number:
- 0001127602-21-030801
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-13 14:42:54
- Reporting Period:
- 2021-12-08
- Accepted Time:
- 2021-12-13 14:42:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1025835 | Enterprise Financial Services Corp | EFSC | State Commercial Banks (6022) | 431706259 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1736754 | Peter Hui | 150 N. Meramec Clayton MO 63105 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-12-08 | 31,000 | $0.00 | 453,248 | No | 5 | J | Direct | |
| Common Stock | Acquisiton | 2021-12-08 | 31,000 | $0.00 | 31,000 | No | 5 | J | Indirect | Charitable Trust |
| Common Stock | Disposition | 2021-12-10 | 27,000 | $48.08 | 4,000 | No | 4 | S | Indirect | Charitable Trust |
| Common Stock | Disposition | 2021-12-13 | 4,000 | $47.55 | 0 | No | 4 | S | Indirect | Charitable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | J | Direct | |
| No | 5 | J | Indirect | Charitable Trust |
| No | 4 | S | Indirect | Charitable Trust |
| No | 4 | S | Indirect | Charitable Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock | Acquisiton | 2021-12-09 | 144 | $0.00 | 144 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,848 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 62,032 | Indirect | By Spouse |
| Common Stock | 5,436 | Indirect | By Spouse IRA |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.17, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with in the ranges set forth in this footnote
- Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.
- Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.
- Represents shares issued under the Non-Management Director Stock Plan.
Billionaire Hedge Funds
