Filing Details
- Accession Number:
- 0001209191-21-069159
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-10 21:42:15
- Reporting Period:
- 2021-12-08
- Accepted Time:
- 2021-12-10 21:42:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1601830 | Recursion Pharmaceuticals Inc. | RXRX | Biological Products, (No Disgnostic Substances) (2836) | 464099738 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1856369 | Christopher Gibson | C/O Recursion Pharmaceuticals 41 S. Rio Grande Street Salt Lake City UT 84101 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-12-08 | 28,646 | $2.47 | 28,646 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-12-08 | 5,176 | $20.03 | 23,470 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2021-12-08 | 5,488 | $0.00 | 28,958 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2021-12-08 | 5,488 | $20.26 | 23,470 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2021-12-09 | 1,086 | $0.00 | 24,556 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2021-12-09 | 1,086 | $20.01 | 23,470 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2021-12-08 | 28,646 | $0.00 | 28,646 | $2.47 |
Class A Common Stock | Class B Common Stock | Disposition | 2021-12-08 | 5,488 | $0.00 | 5,488 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2021-12-09 | 1,086 | $0.00 | 1,086 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,471,354 | 2030-12-30 | No | 4 | M | Direct | |
8,195,728 | No | 4 | C | Direct | ||
8,194,642 | No | 4 | C | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 550,000 | 550,000 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 550,000 | 550,000 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 146,875 | 146,875 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
550,000 | 550,000 | Indirect | |
550,000 | 550,000 | Indirect | |
146,875 | 146,875 | Indirect |
Footnotes
- The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- This transaction, representing a sale to cover the exercise price and related tax withholdings for 28,646 option shares, was executed in multiple trades at prices ranging from $20.014 to $20.21. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
- Represents the conversion of Class B Common Stock into Class A Common Stock.
- This transaction was executed in multiple trades at prices ranging from $20.00 to $20.57. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
- This transaction was executed in multiple trades at prices ranging from $20.00 to $20.065. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
- The option, originally for 1,500,000 shares, of which 28,646 shares have been exercised, vested as to one forty-eighth (1/48th) of the shares subject to the option on January 31, 2021, and one forty-eighth (1/48th) of the shares subject to the option shall vest each month thereafter.
- This option, originally reported in the Reporting Person's Form 3 as exercisable for Class B Common Stock, is in fact exercisable for Class A Common Stock. Upon exercise of the option, the Reporting Person has the right to require the Issuer to exchange any such shares of Class A Common Stock for a number of Class B Common Stock of equivalent value.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- Shares of Class B Common Stock held directly and indirectly by the Reporting Person were previously reported in Table I of Forms 4 filed by the Reporting Person. Commencing with this Form 4, shares of Class B Common Stock held directly and indirectly by the Reporting Person are to be reported in Table II of Form 4.
- The shares are held by LAHWRAN-3 LLC, of which the Reporting Person a member and a manager.
- The shares are held by LAHWRAN-4 LLC, of which the Reporting Person a member and a manager.
- The shares are held by the Gibson Family Trust, of which the Reporting Person serves as Trustee.