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Filing Details

Accession Number:: 0001209191-21-069154
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-12-10 21:22:42
Reporting Period:: 2021-12-08

Accepted Time:: 2021-12-10 21:22:42
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1810182	Alx Oncology Holdings Inc	ALXO	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1688269	Jason Lettmann	C/O Lsv Capital Management, Llc 2884 Sand Hill Road, Suite 121 Menlo Park CA 94025		Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-12-08	35,836	$33.23	2,232,251	No	4	S	Indirect	See footnote
Common Stock	Disposition	2021-12-08	4,883	$33.23	304,339	No	4	S	Indirect	See footnote
Common Stock	Disposition	2021-12-08	1,531	$33.80	2,230,720	No	4	S	Indirect	See footnote
Common Stock	Disposition	2021-12-08	208	$33.80	304,131	No	4	S	Indirect	See footnote
Common Stock	Disposition	2021-12-09	11,452	$31.08	2,219,268	No	4	S	Indirect	See footnote
Common Stock	Disposition	2021-12-09	1,560	$31.08	302,571	No	4	S	Indirect	See footnote
Common Stock	Disposition	2021-12-09	42,203	$32.06	2,177,065	No	4	S	Indirect	See footnote
Common Stock	Disposition	2021-12-09	5,751	$32.06	296,820	No	4	S	Indirect	See footnote
Common Stock	Disposition	2021-12-09	14,028	$32.73	2,163,037	No	4	S	Indirect	See footnote
Common Stock	Disposition	2021-12-09	1,911	$32.73	294,909	No	4	S	Indirect	See footnote
Common Stock	Disposition	2021-12-10	7,093	$30.77	2,155,944	No	4	S	Indirect	See footnote
Common Stock	Disposition	2021-12-10	967	$30.77	293,942	No	4	S	Indirect	See footnote
Common Stock	Disposition	2021-12-10	15,942	$31.55	2,140,002	No	4	S	Indirect	See footnote
Common Stock	Disposition	2021-12-10	2,172	$31.55	291,770	No	4	S	Indirect	See footnote
Common Stock	Disposition	2021-12-10	88	$32.16	2,139,914	No	4	S	Indirect	See footnote
Common Stock	Disposition	2021-12-10	12	$32.16	291,758	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,023,469	Indirect	See footnote
Common Stock	120,212	Indirect	See footnote
Common Stock	107,220	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.70 to $33.69 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares are held of record by shares held of record by Lightstone Ventures, LP (LV LP) for which LSV Associates, LLC (LSV Associates) is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.
The shares are held of record by shares held of record by Lightstone Ventures (A), LP (LV(A) LP) for which LSV Associates is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV(A) LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.70 to $33.92 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.50 to $31.49 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.50 to $32.49 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.50 to $33.25 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.12 to $31.09 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.15 to $32.01 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares are held of record by Lightstone Ventures II, LP (LV II LP). As a managing director of LSV Associates II, LLC (LSV Associates II), the General Partner of LV II LP, the reporting person shares voting and dispositive power with respect to the shares held of record by LV II LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.
The shares are held of record by Lightstone Ventures II(A), LP (LV II(A) LP). As a managing director of LSV Associates II, the reporting person shares voting and dispositive power with respect to the shares held of record by LV II(A) LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.