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Filing Details

Accession Number:: 0000899243-21-047843
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-12-10 21:19:18
Reporting Period:: 2021-12-08

Accepted Time:: 2021-12-10 21:19:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1720671	Hashicorp Inc.	HCP	Services-Computer Programming Services (7371)	320410665

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1894601	Marc Holmes	C/O Hashicorp, Inc. 101 Second Street, Suite 700 San Francisco CA 94105	Chief Marketing Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-12-08	138,400	$0.00	138,400	No	4	A	Direct
Common Stock	Acquisiton	2021-12-08	95,000	$0.00	233,400	No	4	A	Direct
Common Stock	Acquisiton	2021-12-09	12,990	$5.32	246,390	No	4	M	Direct
Common Stock	Disposition	2021-12-09	5,631	$83.12	240,759	No	4	S	Direct
Common Stock	Disposition	2021-12-09	5,200	$84.04	235,559	No	4	S	Direct
Common Stock	Disposition	2021-12-09	1,559	$84.80	234,000	No	4	S	Direct
Common Stock	Disposition	2021-12-09	300	$85.90	233,700	No	4	S	Direct
Common Stock	Disposition	2021-12-09	100	$86.70	233,600	No	4	S	Direct
Common Stock	Disposition	2021-12-09	200	$88.15	233,400	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	A	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-12-09	12,990	$0.00	12,990	$5.32

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
301,010		2029-02-28	No	4	M	Direct

Footnotes

Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class B Common Stock.
The reported shares are represented by restricted stock units, or RSUs, which vest as to 25% on January 31, 2022 and the remaining shares vest in twelve equal quarterly installments beginning on March 20, 2022. Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share underlying these RSUs shall be reclassified into one share of Class B Common Stock.
The reported shares are represented by RSUs which vest as to 50% on December 9, 2023 and the remaining shares vest in eight equal quarterly installments beginning on December 20, 2023. Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share underlying these RSUs shall be reclassified into one share of Class A Common Stock.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.55 to $$83.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (8) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.55 to $84.51, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.56 to $85.50, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.60 to $86.30, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.95 to $88.35, inclusive.
The shares underlying the option vested as to 25% of the total shares on February 19, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.