Filing Details
- Accession Number:
- 0001213900-21-064812
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-10 20:50:47
- Reporting Period:
- 2021-12-07
- Accepted Time:
- 2021-12-10 20:50:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1867949 | Chicago Atlantic Real Estate Finance Inc. | REFI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1867660 | John Mazarakis | Chicago Atlantic Real Estate Finance Inc 420 North Wabash Avenue, Suite 500 Chicago IL 60611 | Exec. Chairman Of The Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-12-07 | 156,250 | $16.00 | 156,250 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2021-12-08 | 5,000 | $16.00 | 5,000 | No | 4 | P | Indirect | By spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 19,616 | Indirect | Held through ownership of interests in Chicago Atlantic Fund, LLC |
Common Stock | 23,912 | Indirect | Held through ownership of interests in Chicago Atlantic Fund QP, LLC |
Footnotes
- On December 7, 2021, Mr. Mazarakis purchased 156,250 shares in a private placement offering concurrent with Chicago Atlantic Real Estate Finance, Inc.'s initial public offering.
- Included in the 19,616 shares are 12,872 shares held through Joppa Seasonings, of which Mr. Mazarakis owns a 25% interest, 1,775 shares held directly, and 4,970 shares held through Mr. Mazarakis's interest in Chicago Atlantic Management, LLC, the managing member of Chicago Atlantic Fund, LLC.
- Included in the 23,912 shares are 17,290 shares held through Joppa Seasonings, of which Mr. Mazarakis owns a 25% interest, 4,677 shares held directly, and 1,945 shares held through Mr. Mazarakis's interest in Chicago Atlantic Management, LLC, the managing member of Chicago Atlantic Fund, LLC.
- All of the shares held by Mr. Mazarakis are subject to a 180-day lockup that ends on June 5, 2022.