Filing Details
- Accession Number:
- 0001213900-21-064806
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-10 20:46:53
- Reporting Period:
- 2021-12-07
- Accepted Time:
- 2021-12-10 20:46:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1867949 | Chicago Atlantic Real Estate Finance Inc. | REFI | Real Estate Investment Trusts (6798) | 863125132 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1897431 | Anthony Cappell | Chicago Atlantic Real Estate Finance Inc 420 North Wabash Avenue, Suite 500 Chicago IL 60611 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-12-07 | 156,250 | $16.00 | 156,250 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,745 | Indirect | Held through ownership of interests in Chicago Atlantic Fund, LLC |
Common Stock | 6,622 | Indirect | Held through ownership of interests in Chicago Atlantic Fund QP, LLC |
Footnotes
- On December 7, 2021, Mr. Cappell purchased 156,250 shares in a private placement offering concurrent with Chicago Atlantic Real Estate Finance, Inc.'s initial public offering.
- Included in the 6,745 shares are 1,775 shares held directly, and 4,970 shares held through Mr. Cappell's interest in Chicago Atlantic Management, LLC, the managing member of Chicago Atlantic Fund, LLC
- Included in the 6,622 shares are 4,677 shares held directly, and 1,945 shares held through Mr. Cappell's interest in Chicago Atlantic Management, LLC, the managing member of Chicago Atlantic QP Fund, LLC.
- All of the shares held by Mr. Cappell are subject to a 180-day lockup that ends on June 5, 2022.