Filing Details
- Accession Number:
- 0001213900-21-064790
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-10 20:36:28
- Reporting Period:
- 2021-12-08
- Accepted Time:
- 2021-12-10 20:36:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1867949 | Chicago Atlantic Real Estate Finance Inc. | REFI | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1285197 | C Frederick Herbst | Chicago Atlantic Real Estate Finance Inc 420 North Wabash Avenue, Suite 500 Chicago IL 60611 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-12-08 | 5,000 | $16.00 | 5,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2021-12-10 | 4,688 | $0.00 | 9,688 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | A | Direct |
Footnotes
- All of the shares held by Mr. Herbst are subject to a 180-day lockup that ends on June 5, 2022.
- On December 10, 2021, Mr. Herbst was awarded 4,688 restricted shares of common stock under the Chicago Atlantic Real Estate Finance, Inc. 2021 Omnibus Incentive Plan. Pursuant to the terms of the award agreement, the 4,688 restricted shares of common stock will vest in three years, with one-third of the restricted stock vesting after 12 months, and one-twenty fourth of the restricted stock vesting on a monthly basis thereafter.
Billionaire Hedge Funds
