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Filing Details

Accession Number:: 0001209191-21-069135
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-12-10 19:51:57
Reporting Period:: 2021-12-08

Accepted Time:: 2021-12-10 19:51:57
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1810182	Alx Oncology Holdings Inc	ALXO	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1291804	Jean George	C/O Lsv Capital Management, Llc 2884 Sand Hill Road, Suite 121 Menlo Park CA 94025	No	No	Yes	No
1306506	A Michael Carusi	C/O Lsv Capital Management, Llc 2884 Sand Hill Road, Suite 121 Menlo Park CA 94025	No	No	Yes	No
1384286	Jr A Henry Plain	C/O Lsv Capital Management, Llc 2884 Sand Hill Road, Suite 121 Menlo Park CA 94025	No	No	Yes	No
1572522	Lightstone Ventures, L.p.	C/O Lsv Capital Management, Llc 2884 Sand Hill Road, Suite 121 Menlo Park CA 94025	No	No	Yes	No
1572523	Lightstone Ventures (A), L.p.	C/O Lsv Capital Management, Llc 2884 Sand Hill Road, Suite 121 Menlo Park CA 94025	No	No	Yes	No
1643828	Lsv Associates, Llc	C/O Lsv Capital Management, Llc 2884 Sand Hill Road, Suite 121 Menlo Park CA 94025	No	No	Yes	No
1699565	Lightstone Ventures Ii, L.p.	C/O Lsv Capital Management, Llc 2884 Sand Hill Road, Suite 121 Menlo Park CA 94025	No	No	Yes	No
1706610	Lightstone Ventures Ii (A), L.p.	C/O Lsv Capital Management, Llc 2884 Sand Hill Road, Suite 121 Menlo Park CA 94025	No	No	Yes	No
1818388	Lsv Associates Ii, Llc	C/O Lsv Capital Management, Llc 2884 Sand Hill Road, Suite 121 Menlo Park CA 94025	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-12-08	35,836	$33.23	2,232,251	No	4	S	Indirect	By Lightstone Ventures, L.P.
Common Stock	Disposition	2021-12-08	4,883	$33.23	304,339	No	4	S	Indirect	By Lightstone Ventures (A), L.P.
Common Stock	Disposition	2021-12-08	1,531	$33.80	2,230,720	No	4	S	Indirect	By Lightstone Ventures, L.P.
Common Stock	Disposition	2021-12-08	208	$33.80	304,131	No	4	S	Indirect	By Lightstone Ventures (A), L.P.
Common Stock	Disposition	2021-12-09	11,452	$31.08	2,219,268	No	4	S	Indirect	By Lightstone Ventures, L.P.
Common Stock	Disposition	2021-12-09	1,560	$31.08	302,571	No	4	S	Indirect	By Lightstone Ventures (A), L.P.
Common Stock	Disposition	2021-12-09	42,203	$32.06	2,177,065	No	4	S	Indirect	By Lightstone Ventures, L.P.
Common Stock	Disposition	2021-12-09	5,751	$32.06	296,820	No	4	S	Indirect	By Lightstone Ventures (A), L.P.
Common Stock	Disposition	2021-12-09	14,028	$32.73	2,163,037	No	4	S	Indirect	By Lightstone Ventures, L.P.
Common Stock	Disposition	2021-12-09	1,911	$32.73	294,909	No	4	S	Indirect	By Lightstone Ventures (A), L.P.
Common Stock	Disposition	2021-12-10	7,093	$30.77	2,155,944	No	4	S	Indirect	By Lightstone Ventures, L.P.
Common Stock	Disposition	2021-12-10	967	$30.77	293,942	No	4	S	Indirect	By Lightstone Ventures (A), L.P.
Common Stock	Disposition	2021-12-10	15,942	$31.55	2,140,002	No	4	S	Indirect	By Lightstone Ventures, L.P.
Common Stock	Disposition	2021-12-10	2,172	$31.55	291,770	No	4	S	Indirect	By Lightstone Ventures (A), L.P.
Common Stock	Disposition	2021-12-10	88	$32.16	2,139,914	No	4	S	Indirect	By Lightstone Ventures, L.P.
Common Stock	Disposition	2021-12-10	12	$32.16	291,758	No	4	S	Indirect	By Lightstone Ventures (A), L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Lightstone Ventures, L.P.
No	4	S	Indirect	By Lightstone Ventures (A), L.P.
No	4	S	Indirect	By Lightstone Ventures, L.P.
No	4	S	Indirect	By Lightstone Ventures (A), L.P.
No	4	S	Indirect	By Lightstone Ventures, L.P.
No	4	S	Indirect	By Lightstone Ventures (A), L.P.
No	4	S	Indirect	By Lightstone Ventures, L.P.
No	4	S	Indirect	By Lightstone Ventures (A), L.P.
No	4	S	Indirect	By Lightstone Ventures, L.P.
No	4	S	Indirect	By Lightstone Ventures (A), L.P.
No	4	S	Indirect	By Lightstone Ventures, L.P.
No	4	S	Indirect	By Lightstone Ventures (A), L.P.
No	4	S	Indirect	By Lightstone Ventures, L.P.
No	4	S	Indirect	By Lightstone Ventures (A), L.P.
No	4	S	Indirect	By Lightstone Ventures, L.P.
No	4	S	Indirect	By Lightstone Ventures (A), L.P.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,023,469	Indirect	By Lightstone Ventures II, L.P.
Common Stock	120,212	Indirect	By Lightstone Ventures II (A), L.P.

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.70 to $33.69 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Shares are held directly by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC (LSV Associates), is the general partner of LV LP and may be deemed to beneficially own the shares held by LV LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein.
Shares are held directly by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP and may be deemed to beneficially own the shares held by LV(A) LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV(A) LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.70 to $33.92 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.50 to $31.49 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.50 to $32.49 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.50 to $33.25 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.12 to $31.09 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.15 to $32.01 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Shares are held directly by Lightstone Ventures II, L.P. ("LV II LP"). LSV Associates II, LLC (LSV Associates II), is the general partner of LV II LP and may be deemed to beneficially own the shares held by LV II LP. Michael A. Carusi, Jean M. George, Jason W. Lettmann and Henry A. Plain, Jr. are the managing directors of LSV Associates II and may be deemed to share voting and investment power over the shares held by LV II LP. Each of LSV Associates II and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Mr. Lettmann is a director of the Issuer and files separate Section 16 reports.
Shares are held directly by Lightstone Ventures II (A), L.P. ("LV II(A) LP"). LSV Associates II, is the general partner of LV II(A) LP and may be deemed to beneficially own the shares held by LV II(A) LP. Michael A. Carusi, Jean M. George, Jason W. Lettmann and Henry A. Plain, Jr. are the managing directors of LSV Associates II and may be deemed to share voting and investment power over the shares held by LV II(A) LP. Each of LSV Associates II and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Mr. Lettmann is a director of the Issuer and files separate Section 16 reports.