Filing Details
- Accession Number:
- 0000073124-21-000302
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-10 18:14:34
- Reporting Period:
- 2021-12-09
- Accepted Time:
- 2021-12-10 18:14:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 73124 | Northern Trust Corp | NTRS | State Commercial Banks (6022) | 362723087 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1751051 | A Thomas South | 50 South La Salle St Chicago IL 60603 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-12-09 | 2,000 | $118.22 | 20,621 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,870 | Indirect | 401(k) as of 9-30-2021 |
Footnotes
- Price reflects the weighted average sales price from $118.19 to $118.32. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- Includes 13,636 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- Reflects a correction to the number of shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,320 stock units on March 1, 2021, previously reported on a Form 4 filed March 3, 2021. The actual number of shares withheld in such transaction was 1,249, rather than the 1,261 originally reported.
Billionaire Hedge Funds
