Filing Details
- Accession Number:
- 0001127602-21-030725
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-10 18:05:31
- Reporting Period:
- 2021-12-08
- Accepted Time:
- 2021-12-10 18:05:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
833444 | Johnson Controls International Plc | JCI | Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip (3585) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1629526 | M Jeffrey Williams | 5757 N Green Bay Avenue Milwaukee WI 53209 | Vp & Pres G Prod Bldg Tech Sol | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2021-12-08 | 9,429 | $0.00 | 94,407 | No | 4 | A | Direct | |
Ordinary Shares | Disposition | 2021-12-10 | 25,076 | $78.96 | 69,331 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Employee Stock Option (Right to Buy) | Acquisiton | 2021-12-08 | 40,344 | $0.00 | 40,344 | $79.54 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
40,344 | 2023-12-08 | 2031-12-08 | No | 4 | A | Direct |
Footnotes
- Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.
- Transaction effected pursuant to a Rule 10b5-1 trading plan.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $78.87 to $79.09 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4.
- Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.