Filing Details
- Accession Number:
- 0001209191-21-069099
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-10 17:26:36
- Reporting Period:
- 2021-12-08
- Accepted Time:
- 2021-12-10 17:26:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1501756 | Adverum Biotechnologies Inc. | ADVM | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1379344 | Laurent Fischer | C/O Adverum Biotechnologies, Inc. 800 Saginaw Drive Redwood City CA 94063 | Ceo, President And Director | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-12-08 | 10,677 | $1.79 | 723,139 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2021-12-09 | 14,323 | $1.85 | 737,462 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Price reported is a weighted-average purchase price. The shares were purchased at prices ranging from $1.75 to $1.80. The reporting person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
- Includes 3,000 shares purchased on May 20, 2021 inadvertently not reflected as held on the Reporting Person's prior Form 4 and 3,170 shares purchased on November 22, 2021, in each case pursuant to the Issuer's 2014 Employee Stock Purchase Plan, as amended and restated.
- Price reported is a weighted-average purchase price. The shares were purchased at prices ranging from $1.845 to $1.85. The reporting person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares purchased at each separate price.