Filing Details
- Accession Number:
- 0001209191-21-069019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-10 16:21:00
- Reporting Period:
- 2021-12-08
- Accepted Time:
- 2021-12-10 16:21:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 355948 | Richardson Electronics Ltd | RELL | Wholesale-Electronic Parts & Equipment, Nec (5065) | 362096643 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1291981 | Wendy Diddell | 40W267 Keslinger Road Po Box 393 Lafox IL 60147 | Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-12-08 | 19,519 | $9.89 | 108,957 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-12-08 | 19,659 | $5.98 | 128,616 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-12-08 | 19,852 | $6.90 | 148,468 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-12-08 | 5,606 | $5.61 | 154,074 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-12-08 | 2,450 | $4.26 | 156,524 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-12-08 | 67,086 | $12.54 | 89,438 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-12-08 | 19,519 | $0.00 | 19,519 | $9.89 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-12-08 | 19,659 | $0.00 | 19,659 | $5.98 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-12-08 | 19,852 | $0.00 | 19,852 | $6.90 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-12-08 | 5,606 | $0.00 | 5,606 | $5.61 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-12-08 | 2,450 | $0.00 | 2,450 | $4.26 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,481 | 2024-10-06 | No | 4 | M | Direct | |
| 5,341 | 2025-10-05 | No | 4 | M | Direct | |
| 5,148 | 2026-10-03 | No | 4 | M | Direct | |
| 14,394 | 2029-07-22 | No | 4 | M | Direct | |
| 17,550 | 2030-07-21 | No | 4 | M | Direct |
Footnotes
- These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.
- The price reported is the weighted average price of multiple trades at prices ranging from $12.50 to $12.68, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the reported range.
- Options vest 20% per year, beginning 10/06/2015
- Options vest 20% per year, beginning 10/05/2016
- Options vest 20% per year, beginning 10/03/2017
- Options vest 20% per year, beginning 07/22/2020
- Options vest 20% per year, beginning 07/21/2021
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