Filing Details

Accession Number:
0001209191-21-069019
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-10 16:21:00
Reporting Period:
2021-12-08
Accepted Time:
2021-12-10 16:21:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
355948 Richardson Electronics Ltd RELL Wholesale-Electronic Parts & Equipment, Nec (5065) 362096643
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1291981 Wendy Diddell 40W267 Keslinger Road Po Box 393
Lafox IL 60147
Coo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-12-08 19,519 $9.89 108,957 No 4 M Direct
Common Stock Acquisiton 2021-12-08 19,659 $5.98 128,616 No 4 M Direct
Common Stock Acquisiton 2021-12-08 19,852 $6.90 148,468 No 4 M Direct
Common Stock Acquisiton 2021-12-08 5,606 $5.61 154,074 No 4 M Direct
Common Stock Acquisiton 2021-12-08 2,450 $4.26 156,524 No 4 M Direct
Common Stock Disposition 2021-12-08 67,086 $12.54 89,438 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2021-12-08 19,519 $0.00 19,519 $9.89
Common Stock Employee Stock Option (Right to Buy) Disposition 2021-12-08 19,659 $0.00 19,659 $5.98
Common Stock Employee Stock Option (Right to Buy) Disposition 2021-12-08 19,852 $0.00 19,852 $6.90
Common Stock Employee Stock Option (Right to Buy) Disposition 2021-12-08 5,606 $0.00 5,606 $5.61
Common Stock Employee Stock Option (Right to Buy) Disposition 2021-12-08 2,450 $0.00 2,450 $4.26
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,481 2024-10-06 No 4 M Direct
5,341 2025-10-05 No 4 M Direct
5,148 2026-10-03 No 4 M Direct
14,394 2029-07-22 No 4 M Direct
17,550 2030-07-21 No 4 M Direct
Footnotes
  1. These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.
  2. The price reported is the weighted average price of multiple trades at prices ranging from $12.50 to $12.68, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the reported range.
  3. Options vest 20% per year, beginning 10/06/2015
  4. Options vest 20% per year, beginning 10/05/2016
  5. Options vest 20% per year, beginning 10/03/2017
  6. Options vest 20% per year, beginning 07/22/2020
  7. Options vest 20% per year, beginning 07/21/2021