Filing Details
- Accession Number:
- 0001209191-21-068987
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-10 15:22:13
- Reporting Period:
- 2021-12-08
- Accepted Time:
- 2021-12-10 15:22:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1591588 | A-Mark Precious Metals Inc. | AMRK | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1194016 | D Jeffrey Benjamin | 2121 Rosecrans Ave Suite 6300 El Segundo CA 90245 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2021-12-08 | 5,000 | $3.34 | 501,219 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2021-12-08 | 5,000 | $66.46 | 496,219 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2021-12-09 | 1,847 | $3.34 | 498,066 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2021-12-09 | 1,847 | $66.38 | 496,219 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Stock Option (Right to Buy) | Disposition | 2021-12-08 | 5,000 | $0.00 | 5,000 | $3.34 |
| Common Stock, Par Value $0.01 Per Share | Stock Option (Right to Buy) | Disposition | 2021-12-09 | 1,847 | $0.00 | 1,847 | $3.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 109,856 | 2022-10-24 | No | 4 | M | Direct | |
| 108,009 | 2022-10-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | 250,000 | Indirect | by the Jeffrey D. Benjamin 2012 Family Trust |
Footnotes
- The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $66.16 to not more than $66.67. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
- The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $66.04 to not more than $66.59. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
- These shares are held in a trust for the benefit of the reporting person's spouse and children. Neither the reporting person nor his spouse is the trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- The option granted covered 119,856 shares, and vested 20.0% on March 19, 2014, and 20% per year on October 25, 2014, 2015, 2016 and 2017.
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