Filing Details
- Accession Number:
- 0001209191-21-068962
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-10 13:42:09
- Reporting Period:
- 2021-12-08
- Accepted Time:
- 2021-12-10 13:42:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 898171 | Uwharrie Capital Corp | NONE | State Commercial Banks (6022) | 561814206 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1255676 | L Roger Dick | Po Box 338 132 North First Street Albemarle NC 28002-0338 | President/Ceo Of Ucc | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Held By Self) | Acquisiton | 2021-12-08 | 600 | $9.00 | 600 | No | 4 | P | Direct | |
| Common Stock (Held By Self) | Acquisiton | 2021-12-08 | 100 | $9.15 | 700 | No | 4 | P | Direct | |
| Common Stock (Held By Self) | Acquisiton | 2021-12-08 | 289 | $9.75 | 989 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,528 | Direct | |
| Common Stock | 83,855 | Direct |
Footnotes
- Held by Cede & Co., Depository for Pershing LLC Safekeeper for Roger L. Dick
- Held by Cede & Co., Depository for IRA FBO Roger L. Dick Pershing LLC As Custodian
Billionaire Hedge Funds
