Filing Details
- Accession Number:
- 0001209191-21-068895
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-09 20:11:10
- Reporting Period:
- 2021-12-08
- Accepted Time:
- 2021-12-09 20:11:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1834585 | Joann Inc. | JOAN | Retail-Miscellaneous Shopping Goods Stores (5940) | 461095540 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1847549 | B. Matthew Susz | C/O Joann Inc. 5555 Darrow Road Hudson OH 44236 | Svp, Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-12-08 | 117,227 | $4.08 | 132,227 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-12-08 | 78,627 | $9.90 | 53,600 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-12-09 | 2,619 | $10.70 | 50,981 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2021-12-08 | 117,227 | $0.00 | 117,227 | $4.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-12-11 | No | 4 | M | Direct |
Footnotes
- The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.75 to $10.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.63 to $10.775, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- The stock option is fully vested and exercisable.
Billionaire Hedge Funds
